{"id":489,"date":"2025-05-13T06:07:42","date_gmt":"2025-05-13T06:07:42","guid":{"rendered":"https:\/\/aguaverde.ch\/finsa\/"},"modified":"2025-08-13T13:35:47","modified_gmt":"2025-08-13T13:35:47","slug":"finsa","status":"publish","type":"page","link":"https:\/\/aguaverde.ch\/en\/finsa\/","title":{"rendered":"FINSA"},"content":{"rendered":"

Client Information Sheet (FinSA)<\/h1><\/div>

Client Information Sheet (FinSA)<\/h1><\/div><\/div><\/div><\/div><\/div>
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Based on the legal requirements of Art. 8ff. of the Financial Services Act (FINSA), we would like to supply you with this information sheet which provides an overview of Aguaverde Family Office SA (hereinafter referred to as the \u00abfinancial institution\u00bb) and its services. <\/p>\n

About us<\/h3>\n

Address<\/h3>\n

Chamerstrasse 176
\n6300 Zug
\n+41 58 510 04 70<\/a>
\ninfo@aguaverde.ch<\/a>
\nwww.aguaverde.ch<\/a><\/p>\n

The financial institution was established in 2015.<\/p>\n

Supervisory authority and audit firm<\/h3>\n

Under the new Federal Act on Financial Institutions (FinIA), all financial institutions need a license from FINMA to carry out their professional activities as a portfolio manager. The financial institution received its license on 15.06.2021 and is supervised by the supervisory organization AOOS. The financial institution is audited by the auditing company ASMA Asset Management Audit & Compliance SA both in terms of regulatory law and obligations. The address of the supervisory organization and the audit company can be found below. <\/p>\n

AOOS \u2013 Schweizerische Aktiengesellschaft f\u00fcr Aufsicht<\/h3>\n

Clausiusstrasse 50
\n8006 Z\u00fcrich
\n+41 44 215 98 98<\/a>
\ninfo@aoos.ch<\/a>
\nwww.aoos.ch\/de<\/a><\/p>\n

ASMA Asset Management Audit & Compliance SA<\/h3>\n

Hohlstrasse 560
\n8048 Z\u00fcrich
\n+41 44 503 53 40<\/a>
\ninfo@amaudit.ch<\/a>
\nwww.amaudit.ch<\/a><\/p>\n

Information on the offered financial services<\/h3>\n

The financial institution provides portfolio management services, portfolio-based and transaction-based investment advisory services as well as execution-only services to its clients.
\nIn the case of a transaction-based investment advisory mandate with the financial institution, a personal recommendation relating to individual financial instruments is provided to the client. The decision to buy or sell remains always ultimately with the client. <\/p>\n

The financial institution does not guarantee any yield nor performance of investment activities. The investment activity can therefore lead to an appreciation or a depreciation in value. <\/p>\n

The financial institution has all the necessary licences to perform the services described above.<\/p>\n

Client segmentation<\/h3>\n

Financial service providers are required to classify their clients into a client segmentation according to the law and adhere to the respective code-of-conduct. The Financial Services Act provides for \u00abretail clients\u00bb, \u00abprofessional clients\u00bb and \u00abinstitutional clients\u00bb segments. For each client, a client classification is determined within the framework of the cooperation with the financial institution. Subject to certain conditions, the client may change the client classification by opting out. <\/p>\n

Information on risks and costs<\/h3>\n

General risks associated with financial instruments transactions<\/em>
\nThe investment advisory and portfolio management services involve financial risks. The financial institution shall provide all clients with the \u00abRisks associated with Financial Instruments Transactions\u00bb brochure prior to the execution of the contract. This brochure can also be found at https:\/\/www.swissbanking.ch\/en<\/a>.
\nClients of the financial institution may contact their client advisor at any time if they have any further questions. <\/p>\n

Risks associated with the offered services<\/em>
\nFor a description of the various risks that may arise from the investment strategy for clients\u2019 assets, please refer to the relevant investment advisory or portfolio management agreements.
\nIf unusual concentrations of risk within the client portfolio cannot be ruled out, the nature and extent of such concentration risks shall be disclosed to the client. Indicators of such unusual concentrations of risk are: <\/p>\n